DID RAYMOND SAMUEL BYERS CAUSE YOU INVESTMENT LOSSES?

Raymond Byers Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Raymond Byers of UBS Financial Services Inc.?

Raymond Byers (CRD #2590926) who is currently registered as a broker and investment adviser with UBS Financial Services Inc. and located in Mishawaka, Indiana, is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services Inc., Raymond Byers was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Raymond Byers Customer Complaints

Raymond Byers has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by UBS Financial Services and the investor took no further action. The other customer’s complaint filed against UBS Financial Services for Raymond Byers’ alleged misconduct is still pending before FINRA arbitrators.

Allegations Against Raymond Byers

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Unsuitability and misrepresentation in connection with a put options writing strategy.
• Misrepresentation of a variable annuity contract to participants of a retirement plan.

Raymond Byers Red Flags & Your Rights As An Investor

Of course, Raymond Byers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Raymond Byers at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Raymond Byers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Raymond Byers

If you have questions about UBS Financial Services Inc. and/or Raymond Byers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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