DID RICHARD EVAN BAER CAUSE YOU INVESTMENT LOSSES?

Richard Baer Of Lion Street Financial, LLC Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Richard Baer of Lion Street Financial, LLC?

Richard Baer (CRD #848798) who is currently registered as a broker and investment adviser with Lion Street Financial, LLC and located in Los Gatos, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Lion Street Financial, LLC, Richard Baer was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Richard Baer Customer Complaints

Richard Baer has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled in favor of the investors.

Allegations Against Richard Baer

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Unsuitable recommendations, material misrepresentations, elder abuse relating to private placement investments and futures contract.
• Fraud, negligent misrepresentation, breach of fiduciary duty, negligence, and elder abuse in connection with insurance, mutual fund, options and REIT investments.
• Breach of fiduciary duty in connection with an advisory account.

Richard Baer Red Flags & Your Rights As An Investor

Of course, Richard Baer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Baer at Lion Street Financial, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Baer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lion Street Financial, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Lion Street Financial, LLC Due To Richard Baer

If you have questions about Lion Street Financial, LLC and/or Richard Baer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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