DID RICHARD ALBERT CRITTENDEN JR CAUSE YOU INVESTMENT LOSSES?
Richard Crittenden Jr Of Janney Montgomery Scott LLC Has 2 Customer Complaints For Alleged Broker Misconduct
About Richard Crittenden Jr of Janney Montgomery Scott LLC?
Richard Crittenden Jr (CRD #1190153) is an experienced broker currently employed and registered with Janney Montgomery Scott LLC in Richmond, Virginia, since April 16, 2009. Over his extensive career, Crittenden has worked with several firms, including Citigroup Global Markets Inc. and Legg Mason Wood Walker Inc. He is registered with 3 Self-Regulatory Organizations (SROs) and licensed in 25 U.S. states and territories. His qualifications include passing three general industry/product exams and two multi-state securities law exams, indicating a robust foundation in securities regulation and practices.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Richard Crittenden Jr Customer Complaints and Reviews
Richard A. Crittenden Jr. has several disclosures on his record, which are important for potential clients to consider:
- Customer Dispute (Closed – No Action): In May 2004, clients alleged unauthorized trading, poor performance, and unsuitability related to municipal and high-yield bonds. The complaint, however, was denied, and no action was taken.
- Customer Dispute (Pending): As of May 15, 2024, there is a pending dispute where the executrix of an estate alleges unauthorized sale of securities, resulting in a loss of estate asset value. The complaint involves activities from February to December 2023 and is currently unresolved.
Allegations Against Richard Crittenden Jr
The allegations against Richard Crittenden include:
- 2004 Allegations: Unauthorized trading, unsuitability, and poor performance relating to investments in municipal and high-yield bonds, which were formally denied by the firm.
- 2023-2024 Allegations: Unauthorized transactions involving the sale of securities in an estate account, claimed to have caused a decrease in the value of the estate’s assets. This matter is pending resolution, and the damages are estimated to exceed $5,000.
Richard Crittenden Jr Red Flags & Your Rights As An Investor
Of course, Richard Crittenden Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Crittenden Jr at Janney Montgomery Scott LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Crittenden Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Richard Crittenden Jr
If you have questions about Janney Montgomery Scott LLC and/or Richard Crittenden Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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