DID RICHARD ALLAN HILL, II CAUSE YOU INVESTMENT LOSSES?
About Richard Hill, II of LPL Financial LLC?
Richard Hill, II (CRD #2468076) has been a financial advisor with LPL Financial LLC in Raleigh, North Carolina since May 2010. He is registered with one Self-Regulatory Organization and licensed in 21 U.S. states and territories. Hill has passed two principal/supervisory exams (Series 24 and 26) and three general industry/product exams (Series 7, Series 6, and SIE), along with two multi-state securities law exams (Series 65 and 63). Previously, he was affiliated with PFS Investments Inc. from April 1994 until May 2010. His career reflects extensive experience in securities and investment advisory services.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Richard Hill, II Customer Complaints and Reviews
Richard Allan Hill II has one reported customer dispute:
- Customer Dispute (Pending): Filed on March 18, 2024, the customer alleges that an investment in a real estate security made in 2014 was unsuitable given the customer’s investment objectives and risk tolerance. The specific damages were not quantified but are claimed to exceed $5,000.
Allegations Against Richard Hill, II
- Unsuitability: The allegation involves a claim that Hill recommended an investment in a health care real estate income trust that was not aligned with the client’s financial goals and risk tolerance.
- Investment Details: The dispute centers on a real estate investment trust that reportedly constituted a minor portion of the client’s total liquid assets, intended for diversification. Hill asserts that due diligence was conducted, and the investment was suitable at the time based on the available information, denying any wrongdoing related to the investment recommendation.
Richard Hill, II Red Flags & Your Rights As An Investor
Of course, Richard Hill, II did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Hill,s II at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Hill, II has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Richard Hill, II
If you have questions about LPL Financial LLC and/or Richard Hill, II and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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