DID RICHARD DENNIS LASPALUTO CAUSE YOU INVESTMENT LOSSES?
Richard Laspaluto Of Centaurus Financial, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct.
About Richard Laspaluto of Centaurus Financial, Inc.?
Richard Laspaluto (CRD #2541603) , located in Las Vegas, Nevada, has over 25 years of experience in the financial services industry. He has worked for five firms, including Centaurus Financial, Inc., where he has been employed since 2005. Previously, he was affiliated with Integrated Trading and Investments, Inc. (2001–2005), SunAmerica Securities, Inc. (1999–2001), and Edward D. Jones & Co., L.P. (1994–1995). Over his career, Laspaluto has passed five industry examinations: one principal/supervisory exam, two general industry/product exams, and two multi-state securities law exams. He is actively engaged in non-investment-related business activities, including operating as the owner of Laspaluto Financial, selling fixed annuities and term insurance.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Richard Laspaluto Customer Complaints and Reviews
Richard Laspaluto’s BrokerCheck report includes multiple disclosure events:
- Customer Dispute 1 (2011)
- Complaint: Unsuitable recommendation of real estate security, breach of fiduciary duty, and violations of state and federal securities laws.
- Alleged Damages: $100,001
- Outcome: Settled for $90,818.92, with no individual contribution from Laspaluto.
- Customer Dispute 2 (2024):
- Complaint: Claims of unsuitable recommendations, accounting mismanagement, and fiduciary breaches.
- Alleged Damages: Unspecified
- Outcome: Pending FINRA arbitration under Case #24-00818, with no specific damages alleged.
Allegations Against Richard Laspaluto
- The allegations against Laspaluto include the following:
- The 2011 dispute involved claims of unsuitable recommendations for a real estate investment that violated fiduciary and contractual obligations.
- The pending 2024 dispute alleges mismanagement and unsuitable recommendations regarding variable annuities and real estate securities.
Richard Laspaluto Red Flags & Your Rights As An Investor
Of course, Richard Laspaluto did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Laspaluto at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Laspaluto has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Richard Laspaluto
If you have questions about Centaurus Financial, Inc. and/or Richard Laspaluto and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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