DID RICHARD MARC LERNER CAUSE YOU INVESTMENT LOSSES?
About Richard Lerner Of David Lerner Associates, Inc.?
Richard Lerner (CRD #5163045) has extensive experience in the securities industry and is currently employed and registered with David Lerner Associates, Inc. in Boca Raton, Florida, a position he has held since July 31, 2007. Lerner has been registered in 16 U.S. states and territories and is affiliated with one Self-Regulatory Organization (SRO). Over his career, he has passed two general industry/product exams—the Securities Industry Essentials Examination and the General Securities Representative Examination—and one multi-state securities law exam, the Uniform Combined State Law Examination. His previous employment includes positions at Ameriprise Financial Services, Inc. and his long-standing affiliation with David Lerner Associates, Inc. indicates a stable career within a single firm for an extended period.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Richard Lerner Customer Complaints and Reviews
Richard Marc Lerner has encountered one reported negative disclosure:
- Criminal (Final): Lerner faced two counts of violation under A.R.S 13-1406, which were non-investment-related felonies charged on November 13, 2000, by the Superior Court of the State of Arizona, Maricopa County. The charges were dismissed on February 27, 2001, concluding with no conviction.
Allegations Against Richard Lerner
The specific allegation and accusation against Richard Marc Lerner include:
- Criminal Charges: The broker was accused of engaging in criminal behavior, specifically two counts of a felony as per A.R.S 13-1406. However, these charges were dismissed, and the case was closed without any conviction, indicating that the legal proceedings concluded favorably for Lerner, without any implications of guilt or wrongdoing in his professional conduct as a broker.
Richard Lerner Red Flags & Your Rights As An Investor
Of course, Richard Lerner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Lerner at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Lerner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Richard Lerner+
If you have questions about David Lerner Associates, Inc. and/or Richard Lerner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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