DID RICHARD SALINAS CAUSE YOU INVESTMENT LOSSES?
About Richard Salinas of Avantax Investment Services, Inc.?
Richard Salinas (CRD #6041179) is currently registered with Avantax Investment Services, Inc., and Avantax Advisory Services in Edinburg, TX, since September 1, 2021. He is licensed in five U.S. states and territories and is registered with one Self-Regulatory Organization. Salinas has a robust history in the securities industry, having previously been affiliated with several firms, including PNC Investments and BBVA Securities Inc. He has passed three general industry/product exams (Series 6, Series 7, and SIE) and two multi-state securities law exams (Series 63 and Series 65). This varied experience across different firms and states highlights his adaptability and extensive knowledge in the field.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Richard Salinas Customer Complaints and Reviews
Richard Salinas has one customer dispute on his record:
Customer Dispute (Settled): A complaint was filed against him while he was with BBVA Securities Inc., concerning the suitability of a market-linked CD based on its maturity date. The customer questioned the suitability, and the dispute was settled for $7,950.22 on March 26, 2024. No individual contribution was required from Salinas.
Allegations Against Richard Salinas
- Customer Dispute Allegations (Settled):
- The customer disputed the suitability of a market-linked CD purchase, alleging that the product was not suitable given the maturity date. The complaint was settled, indicating a resolution between the parties without a formal admission of wrongdoing, reflecting a business decision likely aimed at maintaining customer relationships and managing litigation costs.
Richard Salinas Red Flags & Your Rights As An Investor
Of course, Richard Salinas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Salinas at Avantax Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Salinas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc. Due To Richard Salinas
If you have questions about Avantax Investment Services, Inc. and/or Richard Salinas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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