DID RICHARD JOSEPH TARTARINI CAUSE YOU INVESTMENT LOSSES?
Richard Tartarini Of LPL Financial LLC And Formerly With Osaic Wealth, Inc. and Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct
About Richard Tartarini of LPL Financial LLC?
Richard Tartarini (CRD #2193158) has had a career marked by a series of transitions between firms. Currently registered with LPL Financial LLC in Lynnfield, MA, since December 2023, Tartarini’s history reflects a broker who has moved through various firms, indicating potential instability or dissatisfaction. His registration spans across 12 U.S. states, and he has passed a total of six exams, including one principal/supervisory and five general or state securities law exams. Despite these qualifications, his involvement in a customer dispute concerning misrepresentation casts a shadow on his professional record.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Richard Tartarini Customer Complaint and Reviews
Customer Dispute (Resolved – No Action Taken): In May 2023, a complaint was lodged against Tartarini alleging misrepresentation related to an investment in a Real Estate Investment Trust (REIT) from June 2011 to May 2023. The complaint, which sought damages over $5,000, was denied, leaving Tartarini’s record tainted by the allegations but ultimately unpenalized.
Allegations Against Richard Tartarini
- Misrepresentation: The main accusation against Tartarini involved a claim of misrepresentation, suggesting that he provided misleading information about the characteristics and potential risks of an REIT investment.
- Outcome: Although the claim was denied, the nature of the allegation’s points to potential concerns about Tartarini’s communication practices in handling client investments. The resolution without action does not erase the serious nature of the initial complaint.
Richard Tartarini Red Flags & Your Rights As An Investor
Of course, Richard Tartarini did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Tartarini at LPL Financial LLC, Osaic Wealth, Inc. and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Tartarini has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Osaic Wealth, Inc. and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Richard Tartarini
If you have questions about LPL Financial LLC, Osaic Wealth, Inc., Sagepoint Financial, Inc. and/or Richard Tartarini and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...