DID RICHARD JAMES TRINITAPOLI CAUSE YOU INVESTMENT LOSSES?
Richard Trinitapoli Of Equitable Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct
About Richard Trinitapoli of Equitable Advisors, LLC?
Richard Trinitapoli (CRD #800958) is currently employed by Equitable Advisors, LLC, in Waukesha, Wisconsin, and has been registered with this firm since June 1, 2005. Trinitapoli is licensed in 9 U.S. states and territories and is registered with 1 Self-Regulatory Organization. He has passed one principal/supervisory exam, three general industry/product exams, and one multi-state securities law exam. Over his career, he has been affiliated with several firms, including MONY Securities Corporation and Trusted Securities Advisors Corp., showing a long-standing presence in the securities industry.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Richard Trinitapoli Customer Complaints and Reviews
Richard Trinitapoli has been involved in two customer disputes:
- Customer Dispute – Denied:
- Date Complaint Received: August 18, 2006
- Allegations: Failure to advise of sales charges, monthly fees, and other insurance charges related to the 1999 purchase of a survivor variable universal life policy.
- Outcome: The firm found no basis for the complaint, and it was denied on September 18, 2006.
- Customer Dispute – Pending:
- Date Complaint Received: May 16, 2024
- Allegations: Unsuitability of securities sold in 2021.
- Status: Currently pending with alleged damages exceeding $5,000.
Allegations Against Richard Trinitapoli
- Misrepresentation of Costs and Fees: Allegations in 2006 that Trinitapoli failed to fully disclose the financial obligations associated with an insurance policy.
- Unsuitability: Current allegations that the securities sold in 2021 were not suitable for the customers’ investment profiles.
Richard Trinitapoli Red Flags & Your Rights As An Investor
Of course, Richard Trinitapoli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Trinitapoli at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Trinitapoli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Richard Trinitapoli
If you have questions about Equitable Advisors, LLC and/or Richard Trinitapoli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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