DID RICHARD EUGENE WIBLE CAUSE YOU INVESTMENT LOSSES?
Richard Wible Of United Planners’ Financial Services of America A Limited Partner Has 2 Customer Complaints For Alleged Broker Misconduct
About Richard Wible Of United Planners’ Financial Services of America A Limited Partner?
Richard Wible (CRD #3185799) is currently employed and registered with United Planners’ Financial Services of America A Limited Partner in Milton, Pennsylvania. He has been with this firm since December 2005 and is registered with a Self-Regulatory Organization (SRO). Wible is licensed in 7 U.S. states and territories. His professional credentials include passing one principal/supervisory exam, three general industry/product exams, and two multi-state securities law exams. He has previously registered with Pruco Securities, LLC from February 1999 to December 2005.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Richard Wible Customer Complaints and Reviews
- Customer Disputes (2 Incidents):
- Dispute 1 (2020): Allegations of unsuitable recommendations involving a variable annuity product. The complaint was received in August 2020 and denied in September 2020.
- Dispute 2 (2002): Concerning the purchase of an annuity in December 2000, the client alleged misrepresentation concerning the disclosure of tax consequences. This complaint was closed with no action in July 2002.
- Judgments/Liens (3 Incidents):
- Judgment/Lien 1 (2019): A tax lien filed by the IRS amounting to $18,921.05 in November 2019. This lien is outstanding.
- Judgment/Lien 2 (2014): A federal tax lien for the 2013 tax year, amounting to $32,682.69, filed in November 2014. This lien is also outstanding.
- Judgment/Lien 3 (2011): A federal tax lien filed in May 2011 for $50,826.20, which remains outstanding.
Allegations Against Richard Wible
- Allegations in Customer Disputes:
- Unsuitable Investment Recommendations: The first customer dispute involved allegations of unsuitable investment recommendations related to a variable annuity, specifically questioning their suitability given the client’s circumstances.
- Failure to Disclose Tax Consequences: In the second dispute, the client alleged that Wible failed to adequately inform them about the tax implications of their annuity purchase.
- Financial Disclosures:
- Tax Liens: Wible has three outstanding federal tax liens, which raise concerns regarding personal financial management and obligations. These liens reflect significant unresolved debt to the IRS spanning several years.
Richard Wible Red Flags & Your Rights As An Investor
Of course, Richard Wible did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Wible at United Planners’ Financial Services of America A Limited Partner on alert to review carefully the activity and performance of their accounts and question whether Richard Wible has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at United Planners’ Financial Services of America A Limited Partner also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At United Planners’ Financial Services of America A Limited Partner Due To Richard Wible
If you have questions about United Planners’ Financial Services of America A Limited Partner and/or Richard Wible and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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