DID RICK ISAAC HARBUS CAUSE YOU INVESTMENT LOSSES?
Rick Harbus Of Cetera Advisor Networks LLC Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Rick Harbus of Cetera Advisor Networks LLC?
Rick Harbus (CRD #2278654) who was formerly registered with Cetera Advisor Networks LLC and located in Oxnard, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisor Networks LLC, Rick Harbus was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Rick Harbus Customer Complaints
Rick Harbus has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by PFS Investments in favor of the investors for Rick Harbus’ alleged misconduct. The other customer complaint was recently filed with HBW Advisory Services for Rick Harbus’ alleged misconduct and is still pending.
Allegations Against Rick Harbus
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Representatives investment strategies were not effective the mitigating losses client experienced.
- Two customers alleged excessive fees in connection with variable annuity contracts.
Rick Harbus Red Flags & Your Rights As An Investor
Of course, Rick Harbus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rick Harbus at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Rick Harbus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Rick Harbus
If you have questions about Cetera Advisor Networks LLC and/or Rick Harbus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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