DID ROBERT W CHEN CAUSE YOU INVESTMENT LOSSES?
About Robert Chen of Morgan Stanley?
Robert Chen (CRD #4811357) is currently employed with Morgan Stanley and has been registered with the firm since October 2014. He holds licenses in 46 U.S. states and territories and is registered with four self-regulatory organizations, including FINRA and the New York Stock Exchange. Robert Chen passed two general industry/product exams, including the Securities Industry Essentials Examination and the General Securities Representative Examination. Before joining Morgan Stanley, he worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated from November 2012 to October 2014.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Robert Chen Customer Complaints and Reviews
Robert Chen has one customer dispute disclosed:
- Customer Dispute Received: August 9, 2024
- Complaint: The client alleged that Robert Chen failed to follow instructions regarding the sale of three securities that the client did not want to sell when his managed account was initiated in January 2024.
- Damages: Unspecified
- Status: The case is currently pending, with no settlement or contribution reported.
Allegations Against Robert Chen
The customer complaint against Robert Chen alleges that he failed to follow specific instructions regarding the sale of securities within a managed account. The client claims that certain securities were sold without consent.
Robert Chen Red Flags & Your Rights As An Investor
Of course, Robert Chen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Chen at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Robert Chen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Robert Chen
If you have questions about Morgan Stanley and/or Robert Chen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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