DID ROBERT D’AGOSTA CAUSE YOU INVESTMENT LOSSES?

Robert D’Agosta Of IBN Financial Services, Inc. And Formerly With Berthel, Fisher & Company Financial Services, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct

Who is Robert D’Agosta of IBN Financial Services, Inc.?

Robert D’Agosta (CRD #1903105) who is currently registered as a broker and investment adviser with IBN Financial Services, Inc. and located in Liverpool, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to IBN Financial Services, Inc., Robert D’Agosta was associated with Berthel, Fisher & Company Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Robert D’Agosta Customer Complaints

Robert D’Agosta has been the subject of 6 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration resulted in an arbitration award in favor of the investor not only compensatory but also for punitive damages. Three customer complaints were settled by Berthel, Fisher & Company Financial Services, Inc. in favor of the investors. Robert D’Agosta’s former employer denied the other customer complaints and to date, no further action has been taken.

Allegations Against Robert D’Agosta

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Misrepresentation and unsuitable investment recommendations direct investments in oil and gas, real estate and business development companies.
• Recommendation of the illiquid, high commission investments which were unsuitable and resulted in an overconcentration in these products in her portfolio.
• Unsuitable investment recommendations and misrepresentations in regard to the risk of investments sold.

Robert D’Agosta Red Flags & Your Rights As An Investor

Of course, Robert D’Agosta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert D’Agosta at IBN Financial Services, Inc. and Berthel, Fisher & Company Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert D’Agosta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at IBN Financial Services, Inc. and Berthel, Fisher & Company Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At IBN Financial Services, Inc. Due To Robert D’Agosta

If you have questions about IBN Financial Services, Inc., Berthel, Fisher & Company Financial Services, Inc. and/or Robert D’Agosta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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