DID ROBERT GERARD DEVITA CAUSE YOU INVESTMENT LOSSES?
About Robert Devita of Ausdal Financial Partners, Inc.?
Robert Devita (CRD #1865964) is currently employed and registered with Ausdal Financial Partners, Inc., in Downers Grove, Illinois, a position he has held since July 2010. He is registered with one self-regulatory organization and licensed in 14 U.S. states and territories. DeVita has passed two principal/supervisory exams, two general industry/product exams, and two multi-state securities law exams. His career has spanned various firms including AXA Advisors and H&R Block Financial Advisors, reflecting a diversified career within the financial services industry.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Robert Devita Customer Complaints and Reviews
Robert G. DeVita has one reported disclosure event:
- Customer Dispute (Pending): Initiated on June 17, 2024, the complaint alleges violations of Illinois securities law, violation of Regulation Best Interest, breach of fiduciary duty, negligence, and negligent supervision related to GWG L Bonds, with alleged damages amounting to $25,000. This case is currently pending under FINRA arbitration with docket number 24-01302.
Allegations Against Robert Devita
- Customer Complaint:
- Violations and Breach: DeVita faces allegations of violating Illinois securities laws and Regulation Best Interest.
- Breach of Fiduciary Duty: The complaint further accuses him of breaching fiduciary duties towards the client.
- Negligence and Supervision: It includes claims of negligence and negligent supervision on DeVita’s part in handling the client’s investments.
Robert Devita Red Flags & Your Rights As An Investor
Of course, Robert Devita did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Devita at Ausdal Financial Partners, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Devita has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ausdal Financial Partners, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Ausdal Financial Partners, Inc. Due To Robert Devita
If you have questions about Ausdal Financial Partners, Inc. and/or Robert Devita and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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