DID ROBERT DOYLE CAUSE YOU INVESTMENT LOSSES?

Robert Doyle Of Axiom Capital Management, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Robert Doyle of Axiom Capital Management, Inc.?

Robert Doyle (CRD #2309859) who is currently registered as a broker with Axiom Capital Management, Inc. and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Axiom Capital Management, Inc., Robert Doyle was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Robert Doyle Customer Complaints

Robert Doyle has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by See IBC World Markets Corporation in favor of the investor. Another customer complaint was denied by Axiom Capital Management and the investor took no further action. There is currently one customer complaint that was recently filed against Axiom Capital Management for Robert Doyle’s alleged misconduct and still pending in a FINRA arbitration proceeding.

Allegations Against Robert Doyle

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Unauthorized discretion over client’s accounts by advisor who engaged in excessive trading for excessive fees.
• Poor performance.
• Unsuitable investment strategy.
• Misrepresentation of risks associated with investment strategy.
• Churning.
• Failure to register as securities broker in New York State.

Robert Doyle Red Flags & Your Rights As An Investor

Of course, Robert Doyle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Doyle at Axiom Capital Management, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Doyle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Axiom Capital Management, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Axiom Capital Management, Inc. Due To Robert Doyle

If you have questions about Axiom Capital Management, Inc. and/or Robert Doyle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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