DID ROBERT JOSEPH EARLS, JR. CAUSE YOU INVESTMENT LOSSES?
Robert Earls, Jr. Of LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Robert Earls, Jr. of LPL Financial LLC?
Robert Earls, Jr. (CRD #1369915) who was formerly registered with LPL Financial LLC and located in Roanoke, Virginia, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Robert Earls, Jr. was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Robert Earls, Jr. Customer Complaints
Robert Earls, Jr. has been the subject of 3 customer complaints that we know about seeking to recover investment losses. All 3 of these customer complaints were recently filed with LPL Financial and are still pending.
Allegations Against Robert Earls, Jr.
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Misappropriation of customers funds.
- The customer provided funds to the adviser who she believed was investing them in outside investment accounts, but no such accounts appear to exist.
- Funds were withdrawn from the customer’s account and not returned.
Robert Earls, Jr. Red Flags & Your Rights As An Investor
Of course, Robert Earls, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Earls, Jr. at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Earls, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Robert Earls, Jr.
If you have questions about LPL Financial LLC and/or Robert Earls, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...