DID ROBERT WYLA MELBERTH CAUSE YOU INVESTMENT LOSSES?
Robert Melberth Of Emerson Equity LLC Has 7 Customer Complaints For Alleged Broker Misconduct
About Robert Melberth of Emerson Equity LLC?
Robert Melberth (CRD #4775230) has an extensive background in the financial services industry, though he is not currently registered as a broker. Over his career, Melberth has been associated with several firms, including Emerson Equity LLC, Aegis Capital Corp., and JHS Capital Advisors, primarily based in Sarasota, Florida. His registration history shows continuous professional involvement from June 2004 until April 2023. Melberth has passed three general industry/product exams and one multi-state securities law exam, demonstrating a robust foundation in securities knowledge and compliance.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Robert Melberth Customer Complaints and Reviews
Robert W. Melberth’s disclosure records reveal a history of customer disputes:
- Total Disclosures: 7 customer disputes
- Settled Disputes: 1 dispute settled for $14,999 with no financial contribution from Melberth; allegations involved breach of fiduciary duty and unsuitable recommendations among others.
- Pending Disputes: 6 disputes are currently pending with various allegations ranging from breach of fiduciary duty to fraud. These disputes involve significant claimed damages, including one case seeking $3,000,000 in damages related to alternative investments.
Allegations Against Robert Melberth
- Settled Customer Dispute:
- Allegations: Breach of fiduciary duty, negligence, unsuitable recommendations, violations of law, and breach of contract related to alternative investments.
- Pending Customer Disputes:
- Allegations include:
- Breach of fiduciary duty and contract.
- Negligence and fraud.
- Violations of SEC and FINRA regulations.
- Unsuitable investment recommendations.
- Fraudulent inducement to hold investments.
Robert Melberth Red Flags & Your Rights As An Investor
Of course, Robert Melberth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Melberth at Emerson Equity LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Melberth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Emerson Equity LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Emerson Equity LLC Due To Robert Melberth
If you have questions about Emerson Equity LLC and/or Robert Melberth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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