DID ROBERT ANTHONY PATTI CAUSE YOU INVESTMENT LOSSES?
About Robert Patti Of LPL Financial LLC?
Robert Patti (CRD #CRD #2918597) is a seasoned broker currently employed with LPL Financial LLC and registered with Stratos Wealth Partners, Ltd. in Marietta, Georgia. He has been with LPL Financial since December 14, 2012, and with Stratos Wealth Partners since February 28, 2013. Patti is registered with one Self-Regulatory Organization and is licensed in 25 U.S. states and territories. He has passed three general industry/product exams and two multi-state securities law exams. His extensive career includes prior registrations with several other firms, offering a broad perspective on financial management and advisory services.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Robert Patti Customer Complaints and Reviews
- Customer Dispute (1 Incident)
- In a dispute filed on November 27, 2020, a customer alleged that investments recommended by Patti, including REITs, a business development company, and certain ETFs, were unsuitable for their investment portfolio. The complaint was settled on January 27, 2022, for $14,999, with no financial contribution from Patti. LPL Financial denied all liability, contending the investments were suitable.
Allegations Against Robert Patti
- Customer Dispute Allegations:
- Unsuitability of recommended investments: REITs, a business development company, and certain ETFs were claimed to be inappropriate for the client’s investment profile according to the allegations. Despite the settlement, Patti maintains that the investments were suitable and that the firm chose to settle for pragmatic reasons, specifically to avoid the costs and risks associated with arbitration.
Robert Patti Red Flags & Your Rights As An Investor
Of course, Robert Patti did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Patti at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Patti has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Robert Patti
If you have questions about LPL Financial LLC and/or Robert Patti and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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