DID ROBERT CARL RUFF CAUSE YOU INVESTMENT LOSSES?
Robert Ruff Of MML Investors Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct
About Robert Ruff Of MML Investors Services, LLC?
Robert Ruff (CRD #1856977) is an experienced broker registered with MML Investors Services, LLC in Toledo, Ohio, where he has been since July 1988. He is licensed in 21 U.S. states and territories and registered with one Self-Regulatory Organization (SRO). Ruff has completed one principal/supervisory exam (Series 24), two general industry/product exams (Series 7 and SIE), and one multi-state securities law exam (Series 63). His long tenure at MML Investors Services indicates a stable career within the same firm, emphasizing his commitment to his role and clientele.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Robert Ruff Customer Complaints and Reviews
- Customer Disputes (3 Incidents)
- Misinformation Leading to Financial Loss (Settled): A complaint in 2003 alleged that misinformation provided by Ruff caused a delay in transferring funds to Midland National, resulting in a financial loss of $6,015.59. This dispute was settled by the firm by compensating the client.
- Unmentioned Potential for Premium Increase (Denied): In 2023, a client claimed they were not informed that premiums on a variable universal life policy could increase, which would have affected their purchase decision. This complaint was denied.
- Unsatisfactory Fund Performance (Denied): In 2013, a customer complaint alleged that Ruff advised keeping money in the PIMCO Total Return Fund, which performed unsatisfactorily. This complaint was also denied.
Allegations Against Robert Ruff
- Allegations in Customer Disputes:
- Misinformation and Delay: Alleged failure to accurately manage the transfer of funds, resulting in financial loss due to a delayed transaction.
- Failure to Inform: Allegations of not disclosing potential increases in insurance policy premiums.
- Investment Advice: Complaints about poor advice concerning fund investments leading to unsatisfactory performance.
Robert Ruff Red Flags & Your Rights As An Investor
Of course, Robert Ruff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Ruff at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Ruff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Robert Ruff
If you have questions about MML Investors Services, LLC and/or Robert Ruff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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