DID ROBERT JOHN WESTBROOK CAUSE YOU INVESTMENT LOSSES?
About Robert Westbrook of Cetera Advisor Networks LLC?
Robert Westbrook (CRD #1189454) located in Scottsdale Arizona, is a registered securities broker and investment adviser with over 40 years of experience in the financial industry. He is currently employed as a registered broker with Cetera Advisor Networks LLC since May 2, 2014, and Cetera Investment Advisers LLC as an investment adviser since June 29, 2023. His prior employment was with New England Securities from January 1991 to May 2014 and MML Investors Services, Inc. from April 1986 to December 1990. Westbrook has passed three general industry/product exams and one multi-state securities law exam but does not hold any principal or supervisory-level qualifications. He is licensed to operate in 22 U.S. states and territories. In addition to his brokerage career, he is involved in several other business activities, including insurance sales, rental property management, and financial services consulting.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Robert Westbrook Customer Complaints and Reviews
One disclosure was noted in the report:
- Customer Dispute Filed October 21, 2024
- Complaint: The claimant alleges that Westbrook recommended unsuitable investments in real estate securities.
- Product: Real Estate Security
- Claimed Damages: The complaint does not specify an amount but is expected to be more than $5,000.
- Status: Pending arbitration before FINRA under Case #24-02280
Allegations Against Robert Westbrook
- The pending customer dispute alleges that Westbrook recommended unsuitable investments in real estate securities. The claim is currently under FINRA arbitration in Chicago, IL.
- While the complaint does not specify a damage amount, it is expected to exceed $5,000, which meets the reporting threshold for FINRA disclosures.
- Investors may wish to inquire about investment strategies and risk assessment approach of investment brokers, particularly concerning real estate securities.
Robert Westbrook Red Flags & Your Rights As An Investor
Of course, Robert Westbrook did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Westbrook at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Westbrook has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Robert Westbrook
If you have questions about Cetera Advisor Networks LLC and/or Robert Westbrook and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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