DID ROBERT HOWARD ZINK CAUSE YOU INVESTMENT LOSSES?
About Robert Zink of Emerson Equity?
Robert Zink (CRD #5105262) is currently registered with Emerson Equity LLC, where he has been employed since January 9, 2023. Zink is licensed in 13 U.S. states and territories, including California, Texas, and Florida, and holds a registration with FINRA. Previously, Zink worked with firms such as Whitehall-Parker Securities, Inc. and Colorado Financial Service Corporation. He has passed two general industry/product exams, the Series 22 Direct Participation Programs Representative Examination and the Securities Industry Essentials (SIE) Examination, along with the Series 63 Uniform Securities Agent State Law Examination.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Robert Zink Customer Complaints and Reviews
Robert Zink has two disclosure events on his record: one customer dispute and one employment termination. Key details include:
- Customer Dispute (Pending)
- Date Filed: March 5, 2024
- Complaint: The client alleges that Zink did not confirm the entity type or ensure sufficient assets for accredited investor status before advising on an investment through a Delaware Statutory Trust in December 2023.
- Claimed Damages: None specified.
- Status: Pending; no arbitration or litigation associated.
- Employment Termination
- Zink was terminated by Colorado Financial Service Corporation on November 30, 2020, for allegedly circumventing the firm and receiving a $5,394 payment from a client for an unlicensed transaction and using communication materials without firm approval.
Allegations Against Robert Zink
The pending customer dispute and employment termination involve allegations of procedural and regulatory issues. Specific details include:
- Customer Dispute: The complaint centers on Zink’s alleged failure to confirm the accredited investor status of the client’s entity. He asserts that the client initially confirmed ownership and accredited status, but it was later discovered that the client owned the investment through an irrevocable trust, which required higher asset thresholds.
- Employment Termination Allegations: Colorado Financial Service Corporation terminated Zink for accepting an unauthorized fee and using unapproved materials. Zink contends that he believed the fee was authorized based on firm instructions and returned it when issues arose.
Robert Zink Red Flags & Your Rights As An Investor
Of course, Robert Zink did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Zink at Emerson Equity on alert to review carefully the activity and performance of their accounts and question whether Robert Zink has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Emerson Equity also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Emerson Equity Due To Robert Zink
If you have questions about Emerson Equity and/or Robert Zink and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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