DID ROBERTA LORRAINE BELL CAUSE YOU INVESTMENT LOSSES?
About Roberta Bell of Morgan Stanley?
Roberta Bell (CRD #1719092) has been registered with Morgan Stanley since June 1, 2009, as a General Securities Representative and Investment Adviser Representative. Bell holds three general industry/product qualifications (Series 7, Series 31, and SIE) and two state securities law qualifications (Series 63 and Series 65). She is registered with four self-regulatory organizations and licensed in 31 U.S. states and territories. Previously, she worked at firms including Morgan Stanley & Co. Incorporated and Cowen & Co.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Roberta Bell Customer Complaint and Reviews
- Total Incidents: 1
- Customer Dispute (Closed – Denied):
- Date Complaint Received: February 26, 2024
- Allegations: The client alleged unsuitability regarding mutual fund investments made between February 2022 and February 2024.
- Outcome: Complaint was denied on March 15, 2024. No specific damages were claimed.
Allegations Against Nicole Behrens
- Customer Complaint:
- Unsuitability of Mutual Funds: The client accused Bell of recommending unsuitable mutual fund investments over a two-year period. The firm denied the complaint after investigation.
Roberta Bell Red Flags & Your Rights As An Investor
Of course, Roberta Bell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roberta Bell at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Roberta Bell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Roberta Bell
If you have questions about Morgan Stanley and/or Roberta Bell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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