DID ROBERTO JOSE FORTUNO CAUSE YOU INVESTMENT LOSSES?
Roberto Fortuno Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Roberto Fortuno of UBS Financial Services Inc.?
Roberto Fortuno (CRD #2323674) who is currently registered as a broker and investment adviser with UBS Financial Services Inc. and located in San Juan, Puerto Rico, is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services Inc., Roberto Fortuno was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Roberto Fortuno Customer Complaint
Roberto Fortuno has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were recommendation to invest in and hold Puerto Rico Closed-end funds was unsuitable and that their UBS account was over-concentrated in these investments. They also allege that the risk of investing in and concentrating Puerto Rico investments were misrepresented. The FINRA arbitration proceeding was recently filed against UBS Financial Services for Roberto Fortuno’s alleged misconduct and is still pending.
Roberto Fortuno Red Flags & Your Rights As An Investor
Of course, Roberto Fortuno did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roberto Fortuno at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Roberto Fortuno has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Roberto Fortuno
If you have questions about UBS Financial Services Inc. and/or Roberto Fortuno and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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