DID ROCCO GERARD GUIDICIPIETRO CAUSE YOU INVESTMENT LOSSES?
Rocco Guidicipietro Of Alexander Capital, L.P. Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Rocco Guidicipietro of Alexander Capital, L.P.?
Rocco Guidicipietro (CRD #2489732) who is currently registered as a broker with Alexander Capital, L.P. and located in Red Bank, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Alexander Capital, L.P., Rocco Guidicipietro was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Rocco Guidicipietro Customer Complaints
Rocco Guidicipietro has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Alexander Capital in favor of the investor. The brokerage firm recently denied another customer complaint and thus far, the investor has not taken any further action. There is currently one customer complaint filed in Federal Ct. in New York that is still pending.
Allegations Against Rocco Guidicipietro
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Securities fraud, violation of the investment advisers act, breach of fiduciary duty, conversion, and breach of contract.
- Intentional fraud, fraudulent concealment, and breach of contract.
- Failure to supervise.
Rocco Guidicipietro Red Flags & Your Rights As An Investor
Of course, Rocco Guidicipietro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rocco Guidicipietro at Alexander Capital, L.P. on alert to review carefully the activity and performance of their accounts and question whether Rocco Guidicipietro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Alexander Capital, L.P. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Alexander Capital, L.P. Due To Rocco Guidicipietro
If you have questions about Alexander Capital, L.P. and/or Rocco Guidicipietro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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