DID RODNEY LEE BOELTER CAUSE YOU INVESTMENT LOSSES?
Rodney Boelter Of Osaic Wealth, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct
About Rodney Boelter of Osaic Wealth, Inc.?
Rodney Boelter (CRD #3199789) has an extensive career in the securities industry, spanning over two decades. He is currently registered with Osaic Wealth, Inc. since August 2021 and holds registrations in 11 U.S. states and territories. Boelter has passed six key industry exams, including the General Securities Principal Examination (Series 24) and the General Securities Representative Examination (Series 7). His professional journey includes previous registrations with firms such as MML Investors Services, LLC, and AXA Advisors, LLC. Boelter is also designated as a Chartered Financial Consultant, highlighting his advanced knowledge and experience in financial planning.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Rodney Boelter Customer Complaints and Reviews
Rodney L. Boelter has a total of four customer disputes reported on his record:
- Customer Dispute (2020): The customer alleged that Boelter did not execute transactions as instructed, resulting in a loss. The complaint was settled for $1,300 with no individual contribution from Boelter.
- Customer Dispute (2009): A client alleged that they were misled about the guarantees and withdrawal options of a variable annuity, resulting in a settlement of $15,000, with Boelter contributing $7,500.
- Customer Dispute (2009): Another client complained about investment advice related to an account, resulting in a $15,000 settlement. Boelter contributed $7,500 to this settlement.
- Customer Dispute (2024): A customer alleged that details were misrepresented regarding a variable annuity sold in 2010. This complaint was denied without a settlement.
Allegations Against Rodney Boelter
The allegations against Rodney L. Boelter include:
- 2020: Failure to execute transactions as instructed, leading to customer losses.
- 2009: Misrepresentation regarding the safety and guarantees of a variable annuity.
- 2024: Alleged misrepresentation of details related to a variable annuity.
Rodney Boelter Red Flags & Your Rights As An Investor
Of course, Rodney Boelter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rodney Boelter at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Rodney Boelter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Rodney Boelter
If you have questions about Osaic Wealth, Inc. and/or Rodney Boelter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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