DID RONALD J KUMMERER JR CAUSE YOU INVESTMENT LOSSES?
About Ronald Kummerer Jr of Merrill Lynch, Pierce, Fenner & Smith Incorporated?
Ronald Kummerer Jr (CRD #4344687) is a seasoned broker currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Exton, PA, where he has been since April 2004. He is licensed in 21 U.S. states and territories and is a member of 7 Self-Regulatory Organizations (SROs), including the New York Stock Exchange and FINRA. Ronald has passed two general industry/product exams (Series 7 and the Securities Industry Essentials Examination) and one multi-state securities law exam (Series 66). His long-standing affiliation with Merrill Lynch highlights his stability and commitment in the financial services sector.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Ronald Kummerer Jr Customer Complaints and Reviews
Ronald Kummerer has one reported customer dispute in his record:
Customer Dispute (Pending as of 2024): A client alleges that the investment strategy recommended by Ronald was unsuitable, claiming damages amounting to $315,872. This complaint is currently pending and was filed under the docket/case number 24-00578 with arbitration being handled in Philadelphia, PA.
Allegations Against Ronald Kummerer Jr
- Unsuitable Investment Strategy: The allegation against Ronald involves a claim of unsuitability, where the client contends that the investment strategy advised by Ronald did not align with their financial objectives, leading to significant claimed damages. The specifics of the investments or strategies involved have not been disclosed beyond the claim of unsuitability.
Ronald Kummerer Jr Red Flags & Your Rights As An Investor
Of course, Ronald Kummerer Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Kummerer Jr at Merrill Lynch, Pierce, Fenner & Smith Incorporatedon alert to review carefully the activity and performance of their accounts and question whether Ronald Kummerer Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Ronald Kummerer Jr
If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Ronald Kummerer Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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