DID ROSALINE ALAM CAUSE YOU INVESTMENT LOSSES?
Rosaline Alam Of Lincoln Investment And Formerly With Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Rosaline Alam of Lincoln Investment?
Rosaline Alam (CRD #5742202) who is currently registered as a broker and investment adviser with Lincoln Investment and located in Claremont, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Lincoln Investment, Rosaline Alam was associated with Pruco Securities, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Rosaline Alam Customer Complaint
Rosaline Alam has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered representative did not fully disclose all the facts regarding surrender charges and fees associated with an investment. The customer complaint was filed with Pruco Securities and is still pending.
Rosaline Alam Red Flags & Your Rights As An Investor
Of course, Rosaline Alam did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rosaline Alam at Lincoln Investment and Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Rosaline Alam has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Investment and Pruco Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Lincoln Investment Due To Rosaline Alam
If you have questions about Lincoln Investment, Pruco Securities, LLC and/or Rosaline Alam and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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