DID RUSK CARTER SMITH CAUSE YOU INVESTMENT LOSSES?
About Rusk Smith Formerly With Pruco Securities, LLC?
Rusk Smith (CRD #813136) has a longstanding history in the financial industry, primarily associated with Pruco Securities, LLC in Ontario, California, from February 1982 to October 2021, and earlier with The Prudential Insurance Company of America in Newark, New Jersey, from December 1981 to December 1993. Smith has passed three general industry/product exams but no multi-state securities law exams, reflecting a career focused on general securities rather than specific state-level advisory roles. His extensive tenure indicates deep experience particularly within these firms.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Rusk Smith Customer Complaints and Reviews
- Customer Dispute (1 Incident)
- Details: A customer dispute was reported on August 20, 2020, where the client alleged that Smith did not fully disclose all facts regarding a loan on a policy. The product involved was insurance.
- Outcome: The complaint was denied, and no damages were claimed. The denial indicates that the firm found no basis for the complaint following their investigation.
Allegations Against Rusk Smith
- Customer Dispute Allegations:
- Disclosure Issues: The complaint alleged insufficient disclosure related to the terms of a loan associated with an insurance policy. This issue, typical in disputes involving complex financial products, centers on the clarity and completeness of information provided to clients.
Rusk Smith Red Flags & Your Rights As An Investor
Of course, Rusk Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rusk Smith at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Rusk Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Rusk Smith
If you have questions about Pruco Securities, LLC and/or Rusk Smithand the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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