DID RUSSELL SCOTT BLUM CAUSE YOU INVESTMENT LOSSES?
Russell Blum of International Assets Advisory, LLC, International Assets Investment Management And Formerly With SunTrust Investment Services, SunTrust Advisory Services and Wells Fargo Clearing Services Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Russell Blum of International Assets Advisory, LLC?
Russell Blum (CRD #1276754) who is currently registered with International Assets Advisory, LLC, International Assets Investment Management and located in Vero Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to International Assets Advisory, LLC, International Assets Investment Management, Russell Blum was associated with SunTrust Investment Services, SunTrust Advisory Services, Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Russell Blum Customer Complaints
Russell Blum has been the subject of 3 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. One of Russell Blum’s 3 customer complaints was settled in favor of investors. One of Russell Blum’s customers complaints was denied and the customers did not take any further action. There is currently one pending customer complaint filed against SunTrust Investment Services for investment losses caused by Russell Blum’s alleged misconduct.
Allegations Against Russell Blum
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Claimant alleges Russell Blum over-concentrated her portfolio in unsuitable investments.
- Claimant alleges that investment recommendations allegedly made by Russell Blum over-concentrated his account in oil and gas stocks and low-priced speculative securities which were misrepresented and unsuitable.
- Client stated that following representative’s reasoning resulted in his holding investments which resulted in losses to his accounts allegedly by Russell Blum.
Russell Blum Red Flags & Your Rights As An Investor
Of course, Russell Blum did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russell Blum at International Assets Advisory, LLC, International Assets Investment Management, SunTrust Advisory Services, SunTrust Investment Services, and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Russell Blum has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at International Assets Advisory, LLC, International Assets Investment Management, SunTrust Advisory Services, SunTrust Investment Services, and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At International Assets Advisory, LLC Due To Russell Blum
If you have questions about International Assets Advisory, LLC, International Assets Investment Management, SunTrust Advisory Services, SunTrust Investment Services, Wells Fargo Clearing Services, and/or Russell Blum and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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