DID RUSSELL ANTHONY RABITO CAUSE YOU INVESTMENT LOSSES?
Russell Rabito Of UBS Financial Services Inc, Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Russell Rabito of UBS Financial Services Inc?
Russell Rabito (CRD #845812) who is currently registered as a broker and investment adviser with UBS Financial Services Inc and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services Inc, Russell Rabito was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Russell Rabito Customer Complaints
Russell Rabito has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customers in separate arbitration proceedings alleged misrepresentations in unsuitable investment recommendations by Russell Rabito to invest in and hold an option overlay strategy known as the UBS Yield Enhancement Strategy. One of the customer complaints was settled by UBS Financial Services in favor of the investors. The other two FINRA arbitration proceedings filed against UBS Financial Services for Russell Rabito’s alleged misconduct are still pending.
Russell Rabito Red Flags & Your Rights As An Investor
Of course, Russell Rabito did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russell Rabito at UBS Financial Services Inc on alert to review carefully the activity and performance of their accounts and question whether Russell Rabito has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At UBS Financial Services Inc Due To Russell Rabito
If you have questions about UBS Financial Services Inc and/or Russell Rabito and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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