DID RYAN J BOHN CAUSE YOU INVESTMENT LOSSES?
Who is Sharon Beamer formerly with Wells Fargo Clearing Services, LLC?
Ryan Bohn (CRD #5101289) located in New York, New York, is a registered securities broker currently employed with Park Avenue Securities LLC in New York. He has been employed with this firm since April 2016 as a registered broker and investment adviser and has also been associated with Guardian Life Insurance since December 2015. His previous employment includes roles at GFI Securities LLC (2011-2015), Chapdelaine & Co. (2010-2011), and Phoenix Derivatives Group, LLC (2007-2010). Bohn is registered with one self-regulatory organization (SRO) and holds active licenses in 15 U.S. states and territories, including California, Florida, New York, and Texas. He has passed two general industry/product exams and one multi-state securities law exam. However, he has not passed any principal/ supervisory exams.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Ryan Bohn Customer Complaints and Reviews
Ryan J. Bohn has one disclosure event, which is a pending customer dispute. Below is a summary:
- Customer Dispute Filed: December 8, 2024
- Complaint: The client alleges that upon transferring a 100% equities account to a separately managed account (SMA) with a 70/30 split of equities to bonds, they were not informed of the tax implications of rebalancing their account. The client further claims they will have to pay short-term capital gains taxes at the 37% tax rate in the following year.
- Product Involved: Advisory Account
- Claimed Damages: $40,000
- Status: Under review, pending resolution.
Allegations Against Ryan Bohn
- The pending customer dispute involves a tax-related complaint regarding a portfolio rebalancing decision. The client contends they were not made aware of potential tax liabilities when switching from an all-equities account to a mix of equities and municipal bonds.
- Tax implications are an important factor in investment decisions, and failure to disclose such information may raise concerns about communication and financial planning transparency.
- The client is seeking $40,000 in damages, suggesting a substantial financial impact from the alleged miscommunication.
- Investors may want to discuss tax strategies and risk exposure to ensure clarity before making investment decisions.
Ryan Bohn Red Flags & Your Rights As An Investor
Of course, Ryan Bohn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Bohn at Park Avenue Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Ryan Bohn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Park Avenue Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Park Avenue Securities LLC Due To Ryan Bohn
If you have questions about Park Avenue Securities LLC and/or Ryan Bohn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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