DID RYAN REYNOLDS LEBLANC CAUSE YOU INVESTMENT LOSSES?
Ryan Leblanc Of LPL Financial LLC Has 4 Customer Complaints For Alleged Broker Misconduct
About Ryan Leblanc of LPL Financial LLC?
Ryan Leblanc (CRD #2631068) is currently registered with LPL Financial LLC in Luling, LA, where he has been since August 26, 2005. He is registered in 14 U.S. states and territories. Ryan has passed one principal/supervisory exam (Series 24), four general industry/product exams (Series 7, Series 31, Series 52, and SIE), and two state securities law exams (Series 63 and Series 66). His career has spanned several firms, including previous positions at Morgan Stanley, Morgan Keegan & Company, and Olde Discount Corporation.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Ryan Leblanc Customer Complaints and Reviews
Ryan R. LeBlanc has been involved in multiple disclosure events:
- Pendin
- Customer Disputes:
- Settled Dispute: In one instance involving unauthorized and excessive trading at Morgan Keegan & Company, a complaint led to an arbitration award in 2000, where the claimant was awarded compensatory and punitive damages, though the punitive damages award against Mr. LeBlanc was later vacated by court.
- Pending Dispute: Currently, there is a pending dispute where a customer alleges that an investment made in 2014 was unsuitable given their investment objectives and risk tolerance. The specific damages are not quantified but exceed $5,000.
- Closed Disputes: Other disputes regarding misrepresentation and suitability have been either closed with no action or denied.
Allegations Against Ryan Leblanc
- Unauthorized and Excessive Trading: Involved in cases where trading exceeded the client’s authorization or was deemed excessive for their investment profile.
- Unsuitable Investments: Accused of recommending investments that were not suitable based on the clients’ financial situation and goals.
- Misrepresentation: Allegations include misrepresenting the nature and risks of investments, particularly in closed-end funds and business development companies.
Ryan Leblanc Red Flags & Your Rights As An Investor
Of course, Ryan Leblanc did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Leblanc at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Ryan Leblanc has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Ryan Leblanc
If you have questions about LPL Financial LLC and/or Ryan Leblanc and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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