DID SARAH SHIRAZI REZNICK CAUSE YOU INVESTMENT LOSSES?
Sarah Reznick Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Sarah Reznick of Edward Jones?
Sarah Reznick (CRD #5578608) who is currently registered as a broker and investment adviser with Edward Jones, and located in Newbury Park, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Edward Jones, Sarah Reznick was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Sarah Reznick Customer Complaints
Sarah Reznick has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Edward Jones for Sarah Reznick’s alleged misconduct in favor of the investor. The same brokerage firm denied another customer complaint recently and thus far investor has not taken any further action.
Allegations Against Sarah Reznick
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Failure to disclose that a recommendation to diversify account would result in a total liquidation of assets and substantial capital gains.
- Misrepresentations and misleading statements related to sales charge associated with purchase of John Hancock mutual funds.
Sarah Reznick Red Flags & Your Rights As An Investor
Of course, Sarah Reznick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sarah Reznick at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Sarah Reznick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Edward Jones Due To Sarah Reznick
If you have questions about Edward Jones and/or Sarah Reznick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...