DID SCOTT MASS CAUSE YOU INVESTMENT LOSSES?
Scott Mass Of David Lerner Associates, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct
Who is Scott Mass of David Lerner Associates, Inc.?
Scott Mass (CRD #1971403) who is currently registered as a broker with David Lerner Associates, Inc. and located in Syosset, New York, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Scott Mass Customer Complaints
Scott Mass has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints are settled by David Lerner Associates, Inc. in favor of the investors for Scott Mass’ alleged misconduct. The brokerage firm denied 3 other customer complaints in the investors took no further action. There is currently one customer complaint that evolved into a FINRA arbitration was recently filed and still pending.
Allegations Against Scott Mass
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investment recommendations and misrepresentation of a Energy 12 investment.
- Violation of suitability rule in connection with the sale of Apple REITs.
- Unsuitable investment recommendations based on client’s age.
- Misrepresentation of risks associated with mutual funds.
- Unsuitable investment in mutual fund.
- Breach of fiduciary duty, negligence, fraud in breach of contract in connection with the sale of Puerto Rico Bonds.
Scott Mass Red Flags & Your Rights As An Investor
Of course, Scott Mass did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Mass at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Mass has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Scott Mass
If you have questions about David Lerner Associates, Inc. and/or Scott Mass and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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