DID SERGE SULEIMANI CAUSE YOU INVESTMENT LOSSES?
Serge Suleimani Of Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Serge Suleimani of Wells Fargo Clearing Services?
Serge Suleimani (CRD #3272270) who is currently registered with Wells Fargo Clearing Services and located in Fairbanks, Alaska is a subject of one of our many securities industry sales practice abuse investigations.
Serge Suleimani Customer Complaints
Serge Suleimani has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Serge Suleimani’s 2 customer complaints was settled in favor of investors. One of Serge Suleimani’s customers’ complaints was denied and, to date, the customers have not taken any further action.
Allegations Against Serge Suleimani
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleged Serge Suleimani investments were made outside of agreed upon strategy and investment risk tolerance.
- Client complained that Serge Suleimani allegedly was not acting in the best interest of the joint account owners and was investing outside of the agreed upon strategy and risk tolerance.
Serge Suleimani Red Flags & Your Rights As An Investor
Of course, Serge Suleimani did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Serge Suleimani at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Serge Suleimani has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Serge Suleimani
If you have questions about Wells Fargo Clearing Services and/or Serge Suleimani and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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