DID SHANE MICHAEL DESHERLIA CAUSE YOU INVESTMENT LOSSES?

Shane DeSherlia Of Moloney Securities Co., Inc. Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Shane DeSherlia of Moloney Securities Co., Inc.?

Shane DeSherlia (CRD #6800960) has been in the securities industry since 2017 and has been employed by Moloney Securities Co., Inc. as a registered broker since May 24, 2017 and Moloney Securities Asset Management LLC as an investment adviser since November 7, 2019. He is licensed in 13 U.S. states and territories and has passed two general industry/product exams and two multi-state securities law exams. He is registered with one self-regulatory organization (FINRA) and has no previous registrations with other firms. Mr. DeSherlia’s professional focus includes general securities representation.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Shane DeSherlia Customer Complaints and Reviews

There are 4 customer disputes on record, 2 settled and 2 pending:

Settled Dispute #1
Complaint: Suitability and negligence in managing corporate debt investments between 2018 and 2020.
Damages Claimed: $182,000.
Settlement: $65,000 (no individual contribution by Mr. DeSherlia).
Settled Dispute #2
Complaint: Suitability and negligence related to corporate debt investments between 2018 and 2020.
Damages Claimed: $100,000.
Settlement: $20,450 (no individual contribution by Mr. DeSherlia).
Pending Dispute #1 received July 6, 2024;
Complaint: Suitability and negligence in corporate debt investments from 2018 to 2020.
Damages Claimed: $25,000.
Status: Arbitration pending.
Pending Dispute #2 received July 19, 2023
Complaint: Suitability and negligence involving corporate debt investments between 2019 and 2020.
Damages Claimed: $500,000.
Status: Arbitration pending with FINRA Docket No. 23-01941

Allegations Against Shane DeSherlia

Settled Disputes: Two complaints alleging negligence and unsuitability in managing corporate debt portfolios resulted in settlements totaling $85,450. While settlements do not imply wrongdoing, they reflect significant customer dissatisfaction.
Pending Disputes: Two additional claims, with damages totaling up to $525,000, remain unresolved. The pending status of these cases means the allegations are unproven and contested by Mr. DeSherlia.

Shane DeSherlia Red Flags & Your Rights As An Investor

Of course, Shane DeSherlia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shane DeSherlia at Moloney Securities Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Shane DeSherlia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Moloney Securities Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Moloney Securities Co., Inc. Due To Shane DeSherlia

If you have questions about Moloney Securities Co., Inc. and/or Shane DeSherlia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Shane DeSherlia of Moloney Securities Co., Inc.