DID JAMES JOSEPH STOSSEL CAUSE YOU INVESTMENT LOSSES?
About James Stossel of LPL Financial LLC?
James Stossel (CRD #1976055) is currently registered with LPL Financial LLC in Pittsburgh, Pennsylvania, a role he has held since June 1, 2020. His career extends over three decades, previously working with Woodbury Financial Services, Inc., and Royal Alliance Associates, Inc. Stossel is registered in 13 U.S. states and territories. His qualifications include one principal/supervisory exam, two general industry/product exams, and two multi-state securities law exams. This diverse background indicates a broad and adaptable expertise within the financial services sector.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
James Stossel Customer Complaints and Reviews
James Stossel has one disclosed customer dispute:
- Pending Customer Dispute (2024):
- Allegations: The client alleges that Stossel delayed executing instructions to reduce risk in a Model Wealth Portfolio account, which reportedly led to financial damages.
- Date Complaint Received: May 17, 2024
- Alleged Damages: $11,000
- Status: The complaint is currently pending.
Allegations Against James Stossel
Failure to Follow Instructions: The specific accusation is that Stossel did not act promptly on the client’s directive to decrease risk in the portfolio during a critical period, allegedly resulting in monetary loss.
James Stossel Red Flags & Your Rights As An Investor
Of course, James Stossel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Stossel at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether James Stossel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To James Stossel
If you have questions about LPL Financial LLC and/or James Stossel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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