DID SHELLEY MARIE MOFFATT CAUSE YOU INVESTMENT LOSSES?
Shelley Moffatt Of Edward Jones Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Shelley Moffatt of Edward Jones?
Shelley Moffatt (CRD #2761305) who was formerly registered with Edward Jones and located in Kent, Washington, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Edward Jones, Shelley Moffatt was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Shelley Moffatt Customer Complaints
Shelley Moffatt has been the subject of 3 customer complaints that we know about seeking to recover investment losses. All 3 customer complaints were denied by Edward Jones and the investors took no further action.
Allegations Against Robert McLane
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- The adviser was gambling with customer’s account.
- Failure to follow customer’s instructions.
- Failure to monitor customer’s account.
- Failure to disclose fees associated with variable life insurance policy.
Shelley Moffatt Red Flags & Your Rights As An Investor
Of course, Shelley Moffatt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shelley Moffatt at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Shelley Moffatt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Edward Jones Due To Shelley Moffatt
If you have questions about Edward Jones and/or Shelley Moffatt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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