DID BROKER SHIRLEY CYNTHIA ANTONINI CAUSE YOU INVESTMENT LOSSES?
Shirley Antonini Formerly With Wells Fargo Clearing Services, LLC was fired on September 6, 2024, following allegations of seeking a consulting referral credit without having met with the client, which was a requirement
Who is Shirley Antonini formerly with Wells Fargo Clearing Services, LLC?
Shirley Antonini (CRD #4451566) who was formerly registered as a broker with Wells Fargo Clearing Services, LLC and located in Pottsville, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Shirley Antonini Employment History and Termination
Antonini has had a long career in the financial industry, primarily with Wells Fargo. She worked with Wells Fargo Clearing Services, LLC from November 2007 until her termination in September 2024. Antonini previously held a position with Wachovia Securities, Inc. from December 2001 to July 2002.
She has passed three general industry/product exams, including the Series 7 General Securities Representative Exam, and has also completed two multi-state securities law exams. Over the years, she has held roles that required managing client accounts and handling financial services.
Antonini was recently terminated from her position at Wells Fargo Clearing Services, LLC on September 6, 2024. This termination was due to an incident in which Antonini allegedly sought consulting referral credit without meeting the referred client, a breach of Wells Fargo’s internal policies. We believe access to this information is essential for transparency, especially when working with financial professionals, and we appreciate that such data is accessible through resources like FINRA’s BrokerCheck.
Disclosure Summary
- Termination Disclosure
- Date: September 6, 2024
- Employer: Wells Fargo Clearing Services, LLC
- Allegations: Antonini was discharged after Wells Fargo alleged, she attempted to receive a consulting referral credit without having met with the referred client.
- Product Type: Not specified.
- Outcome: Termination of employment by Wells Fargo Clearing Services, LLC.
Hamzey Abadi Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Shirley Antonini is a red flag which should put all current and former customers of Shirley Antonini at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Shirley Antonini engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Shirley Antonini
If you have questions about Wells Fargo Clearing Services, LLCand/or Shirley Antonini and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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