DID SOYLA PERLA DELEON RICE CAUSE YOU INVESTMENT LOSSES?
Soyla Rice Formerly With Wells Fargo Clearing Services, LLC was recently fired following concerns related to the handling of a client signature on a bank document.
Who is Soyla Rice formerly with Wells Fargo Clearing Services, LLC?
Soyla Rice (CRD #7389047) who was formerly registered as a broker with Wells Fargo Clearing Services, LLC and located in Nampa, Idaho, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Soyla Rice Employment History and Termination
Soyla Rice has been in the financial industry since 2021, with experience primarily at Wells Fargo Clearing Services LLC. Her recent employment at Wells Fargo, beginning in November 2022, involved roles in securities and banking.
She has passed two general industry/product exams and one multi-state securities law exam, including the Series 6 and Series 63 exams.
Rice’s tenure ended following her termination by Wells Fargo Clearing Services, LLC, on August 20, 2024, following a review related to concerns over the handling of a client’s signature on a bank document, which was not linked to any securities transactions.
Negative Disclosures Summary
- Employment Termination:
- Date: August 20, 2024
- Discharge from Wells Fargo Clearing Services, LLC: Rice’s employment was terminated after a review concerning the handling of a client’s signature on a bank-related document. This incident did not involve securities accounts, indicating it was a matter primarily related to bank documentation protocols.
Soyla Rice Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Soyla Rice is a red flag which should put all current and former customers of Soyla Rice at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Soyla Rice engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Soyla Rice
If you have questions about Wells Fargo Clearing Services, LLC and/or Soyla Rice and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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