DID STEFAN ARA SHIMSHIDIAN CAUSE YOU INVESTMENT LOSSES?

Stefan Shimshidian Of Cabot Lodge Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Stefan Shimshidian of Cabot Lodge Securities LLC?

Stefan Shimshidian (CRD #3043669) who is currently registered as a broker with Cabot Lodge Securities LLC and located in White Plains, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cabot Lodge Securities LLC, Stefan Shimshidian was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Stefan Shimshidian Customer Complaints

Stefan Shimshidian has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints evolved into FINRA arbitration proceedings against Cabot Lodge Securities for the advisor’s alleged misconduct and are still pending.

Allegations Against Stefan Shimshidian

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Unsuitable purchase of an annuity.
• Breach of fiduciary duty, negligence, negligent misrepresentation, violation of Regulation Best Interest regarding purchases of GWG L bonds.
• Violation of federal securities laws, violation of New York Consumer Protection Act, fraud, breach of fiduciary duty, and negligence related to private placement investments involving GWG L bonds.

Stefan Shimshidian Red Flags & Your Rights As An Investor

Of course, Stefan Shimshidian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stefan Shimshidian at Cabot Lodge Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Stefan Shimshidian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cabot Lodge Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Cabot Lodge Securities LLC Due To Stefan Shimshidian

If you have questions about Cabot Lodge Securities LLC and/or Stefan Shimshidian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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