DID STEPHANIE M. BROWN CAUSE YOU INVESTMENT LOSSES?
Stephanie Brown Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct
Who is Stephanie Brown of Morgan Stanley?
Stephanie Brown (CRD #3073638) who is currently registered with Morgan Stanley and located in Paramus, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.
Stephanie Brown Customer Complaint
Stephanie Brown has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were attorney for estate alleged, inter alia, that Stephanie Brown’s team did not prevent conversion of funds by POA from accounts of now deceased client. The customer complaint filed against Stephanie Brown’s current employer MSSB for investment losses caused by the alleged misconduct is pending as of the date of this report.
Stephanie Brown Red Flags & Your Rights As An Investor
Of course, Stephanie Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephanie Brown at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Stephanie Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Stephanie Brown
If you have questions about Morgan Stanley and/or Stephanie Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.