DID STEPHEN PATRICK FORTIN CAUSE YOU INVESTMENT LOSSES?
About Stephen Fortin of Cambridge Investment Research, Inc.?
Stephen Fortin (CRD #2320006) is currently employed by and registered with Cambridge Investment Research Advisors, Inc. as an investment advisor and Cambridge Investment Research, Inc. as a registered broker since April 24, 2023. He previously worked with Lincoln Financial Advisors Corporation from February 2001 to April 2023 and Fidelity Brokerage Services LLC from March 1993 to January 2001. Throughout his career, Fortin has been registered with one self-regulatory organization and holds licenses in 22 U.S. states and territories. He has passed four principal/supervisory exams, three general industry/product exams, and one multi-state securities law exam. His qualifications include the General Securities Principal Examination (Series 24), General Securities Sales Supervisor Examination (Series 9 and Series 10), and the Uniform Securities Agent State Law Examination (Series 63).
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Stephen Fortin Customer Complaints and Reviews
- Customer Dispute Received August 30, 2024:
- Complaint: The claimant alleged that Mr. Fortin recommended an unsuitable Oil & Gas investment.
- Alleged Damages: $70,000.00
- Status: The dispute is currently pending and involves a written complaint with an arbitration proceeding through FINRA (Case #24-01855).
Allegations Against Stephen Fortin
Stephen Patrick Fortin is accused of recommending an unsuitable Oil & Gas investment, which allegedly resulted in a financial loss for the customer.
Stephen Fortin Red Flags & Your Rights As An Investor
Of course, Stephen Fortin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Fortin at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Stephen Fortin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Stephen Fortin
If you have questions about Cambridge Investment Research, Inc. and/or Stephen Fortin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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