DID STEPHEN FRASER CAUSE YOU INVESTMENT LOSSES?

Stephen Fraser Of Goldman Sachs & Co. LLC And Formerly with First Republic Securities Company, LLC and Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Stephen Fraser of Goldman Sachs & Co. LLC?

Stephen Fraser (CRD #6411547) who is currently registered as a broker with Goldman Sachs & Co. LLC and located in San Francisco, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Goldman Sachs & Co. LLC, Stephen Fraser was associated with First Republic Securities Company, LLC, Northwestern Mutual Investment Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Stephen Fraser Customer Complaint

Stephen Fraser has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that investments in corporate bonds through a discretionary investment account is not in alignment with than investment plan discussed between the registered representative and the client. The FINRA arbitration proceeding filed against Goldman Sachs for Stephen Fraser’s alleged misconduct is still pending.

Stephen Fraser Red Flags & Your Rights As An Investor

Of course, Stephen Fraser did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Fraser at Goldman Sachs & Co. LLC, First Republic Securities Company, LLC and Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Stephen Fraser has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Goldman Sachs & Co. LLC, First Republic Securities Company, LLC and Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Goldman Sachs & Co. LLC Due To Stephen Fraser

If you have questions about Goldman Sachs & Co. LLC, First Republic Securities Company, LLC, Northwestern Mutual Investment Services, LLC and/or Stephen Fraser and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

Loading...