DID STEVAN JOSEF HOFFMAN CAUSE YOU INVESTMENT LOSSES?
About Stevan Hoffman of Cambridge Investment Research, Inc.?
Stevan Hoffman (CRD #4552883) has over 20 years of experience in the financial services industry. He has been registered with Cambridge Investment Research Advisors, Inc. and Cambridge Investment Research, Inc. since November 25, 2014. Hoffman has previously worked with firms like MetLife Securities Inc. and Lincoln Financial Advisors Corporation. He holds licenses in three U.S. states—California, Nevada, and Oregon—and is registered with one Self-Regulatory Organization (SRO). Hoffman has passed two general industry/product exams, including the Series 7 General Securities Representative Examination and the Securities Industry Essentials Examination. He has also passed the Series 66 Uniform Combined State Law Examination. His registrations and qualifications reflect a solid background in securities and investment advice.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Stevan Hoffman Customer Complaints and Reviews
Stevan Hoffman has one pending customer dispute in his record.
- Customer Dispute 02/22/2024: The dispute alleges that an investment recommendation made by Hoffman was driven by the intent to generate high commissions and fees. The claimants assert that they were deprived of the ability to earn reasonable returns that would have been realized in a diversified portfolio. The product involved includes direct investments in oil and gas. No specific damages have been claimed, but the request includes compensatory damages, attorney fees, and punitive damages. The case is still under arbitration with FINRA.
Allegations Against Stevan Hoffman
- The pending customer dispute claims that Hoffman’s investment recommendations were made to generate high commissions and fees. The investment involved was in oil and gas, and the dispute is currently being arbitrated through FINRA Case #24-00397. The claimants are seeking unspecified compensatory and punitive damages, along with attorney and expert fees.
Stevan Hoffman Red Flags & Your Rights As An Investor
Of course, Stevan Hoffman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stevan Hoffman at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Stevan Hoffman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Stevan Hoffman
If you have questions about Cambridge Investment Research, Inc. and/or Stevan Hoffman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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