DID STEVE DOUGYUN KIM CAUSE YOU INVESTMENT LOSSES?
Steve Kim Formerly With TD Ameritrade Has A Customer Complaint For Alleged Broker Misconduct
Who is Steve Kim formerly with TD Ameritrade?
Steve Kim (CRD #2487413) who was formerly registered with TD Ameritrade and located in E. Palo Alto, California is a subject of one of our many securities industry sales practice abuse investigations.
Steve Kim Customer Complaint
Steve Kim has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the unsuitable recommendation involving Aequitas. Steve Kim’s customer complaint was settled in favor of the investors.
Steve Kim Red Flags & Your Rights As An Investor
Of course, Steve Kim did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steve Kim at TD Ameritrade on alert to review carefully the activity and performance of their accounts and question whether Steve Kim has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TD Ameritrade also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At TD Ameritrade Due To Steve Kim
If you have questions about TD Ameritrade and/or Steve Kim and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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