DID STEVEN ANTHONY ABRAHAM CAUSE YOU INVESTMENT LOSSES?
Steven Abraham Of Hornor, Townsend & Kent, LLC And Formerly With MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Steven Abraham of Hornor, Townsend & Kent, LLC?
Steven Abraham (CRD #4403205) who is currently registered as a broker with Hornor, Townsend & Kent, LLC and located in Wakefield, Massachusetts, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Hornor, Townsend & Kent, LLC, Steven Abraham was associated with MML Investors Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Steven Abraham Customer Complaints
Steven Abraham has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by MML Investors, Services, LLC and the investor took no further action. There is currently one customer complaint that was recently filed against Steven Abraham with the brokerage firm which is still pending.
Allegations Against Steven Abraham
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Advisor surrendered clients fixed annuity and variable annuity without her permission resulting in a surrender charge and a loss of bonus money.
- Advisor forged its customer signature on variable annuity application to complete the transaction.
- Unsuitable recommendation of fixed annuity funded by securities sales resulting in limited liquidity and funds for living expenses.
Steven Abraham Red Flags & Your Rights As An Investor
Of course, Steven Abraham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Abraham at Hornor, Townsend & Kent, LLC and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Abraham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hornor, Townsend & Kent, LLC and MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Hornor, Townsend & Kent, LLC Due To Steven Abraham
If you have questions about Hornor, Townsend & Kent, LLC, MML Investors Services, LLC and/or Steven Abraham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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