DID STEVEN CRONIN CASTRELLO CAUSE YOU INVESTMENT LOSSES?
Steven Castrello Formerly With Osaic Wealth, Inc. was terminated on July 12, 2024, for allegations of engaging in personal transactions with clients without prior approval from the broker-dealer.
Who is Steven Castrello formerly with Osaic Wealth, Inc.?
Steven Castrello (CRD #4335740) who was formerly registered as a broker with Osaic Wealth, Inc. and located in Livingston, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Steven Castrello Employment History
Steven Cronin Castrello has over two decades of experience in the securities industry. Throughout his career, he has been associated with 12 different firms, including Osaic Wealth, Inc., Ameriprise Financial Services, LLC, Royal Alliance Associates, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated, among others. His most recent registration was with Osaic Wealth, Inc. from October 2023 to July 2024. Castrello is not currently registered as a broker.
Castrello has successfully passed five general industry/product exams and three multi-state securities law exams. His general exams include the Securities Industry Essentials Examination (SIE) in October 2018 and the General Securities Representative Examination (Series 7) in February 2001. He has also passed the Uniform Combined State Law Examination (Series 66) in June 2011, among other state exams. Castrello’s most recent employment ended in July 2024 after a termination from Osaic Wealth, Inc., following allegations of engaging in personal transactions with clients without prior approval from the broker-dealer.
Steven Castrello Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Steven Castrello is a red flag which should put all current and former customers of Steven Castrello Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Steven Castrello engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor..
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Steven Castrello
If you have questions about Osaic Wealth, Inc. and/or Steven Castrello and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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