DID STEVEN FREDERICK MCNEILLY CAUSE YOU INVESTMENT LOSSES?
About Steven McNeilly of American Portfolios Financial Services, Inc.?
Steven McNeilly (CRD #5614719) has been actively engaged in the securities industry since 2012. He is currently registered with American Portfolios Advisors, Inc., as an investment advisor and American Portfolios Financial Services, Inc., as a registered broker, located in Holbrook, New York, where he has been since 2016 and 2012 respectively. McNeilly is registered with 1 Self-Regulatory Organization (SRO) and licensed in 16 U.S. states and territories. He has passed 2 general industry/product exams and 1 multi-state securities law exam, demonstrating his professional competency in the financial services field.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Steven McNeilly Customer Complaints and Reviews
Steven F. McNeilly has one reported negative disclosure:
- Customer Dispute (Pending as of July 2024): This dispute involves allegations of recommending an inappropriate real estate investment. The complaint is currently pending arbitration with FINRA in Jersey City, NJ, under Docket/Case #: 24-01471. The alleged damage claimed by the client amount to $450,000.
Allegations Against Steven McNeilly
- Pending Customer Dispute (July 2024):
- Allegation: Recommendation of an inappropriate real estate investment.
- Product Type: Prime Bank Instrument.
- Alleged Damages: $450,000.
- Arbitration/Reparation Forum: FINRA, Jersey City, NJ.
- Broker’s Statement: McNeilly contends that he did not sell this investment and did not receive any compensation for the transaction, suggesting a potential misunderstanding or misattribution in the client’s claim. The resolution of this arbitration will provide further clarity on the matter.
Steven McNeilly Red Flags & Your Rights As An Investor
Of course, Steven McNeilly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven McNeilly at American Portfolios Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Steven McNeilly has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At American Portfolios Financial Services, Inc. Due To Steven McNeilly
If you have questions about American Portfolios Financial Services, Inc. and/or Steven McNeilly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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