DID STEVEN JOSEPH SABO CAUSE YOU INVESTMENT LOSSES?
Steven Sabo Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Steven Sabo of LPL Financial LLC?
Steven Sabo (CRD #1711708) who is currently registered as a broker and investment adviser with LPL Financial LLC and located in Boulder, Colorado, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Steven Sabo was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Steven Sabo Customer Complaint
Steven Sabo has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses were an unsuitable recommendation to purchase an alternative REIT investment. The FINRA arbitration proceeding was recently filed against LPL Financial or Steven Sabo’s alleged misconduct and is still pending.
Steven Sabo Red Flags & Your Rights As An Investor
Of course, Steven Sabo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Sabo at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Sabo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Steven Sabo
If you have questions about LPL Financial LLC and/or Steven Sabo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...